Lisa Mumford

CIK 1380384 · Chief Financial Officer · last filed 2026-05-26

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.48M

Companies

8

Total Filings

41

Lifetime Open-Market Net

-$583.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RDN Director 27,162 $34.66 $941.4K -$341.1K 16 2026-05-26
EFCpD Director 88,773 $23.18 $2.06M $0 3 2026-01-05
Ellington Financial Inc. (EFCpE) Delisted Director 63,540 $25.56 $1.62M -$276.6K 2 2024-09-13
EFCpB Director $24.55 $0 1 2022-09-15
Ellington Financial Inc. (EFCpA) Delisted Director $25.17 $0 2 2021-09-15
EFC Chief Financial Officer $13.68 $0 10 2019-09-13
EARN Chief Financial Officer 11,209 $4.61 $51.7K $0 4 2017-12-14
ACA Chief Accounting Officer 26,444 $129.51 $3.42M $34.2K 3 2007-08-02

Recent Filings · Page 3 of 5

41 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-05-14 RDN Mixed +9,962 $0 EDGAR
2020-09-14 Ellington Financial Inc. (EFCpA) Delisted Grant (A) $0 EDGAR
2020-05-29 RDN Buy (P) +2,600 $40.2K EDGAR
2020-05-15 RDN Grant (A) $0 EDGAR
2019-09-13 EFC Grant (A) $0 EDGAR
2018-09-14 EFC Grant (A) $0 EDGAR
2017-12-14 EARN Grant (A) +3,567 $0 EDGAR
2017-12-14 EFC Grant (A) $0 EDGAR
2016-12-14 EFC Grant (A) $0 EDGAR
2016-12-14 EARN Grant (A) +3,113 $0 EDGAR
Showing 2130 of 41
Page 3 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.