Frederick Gerald Wasserman

CIK 1384383 · last filed 2025-10-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.65M

Companies

10

Total Filings

123

Lifetime Open-Market Net

-$547.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DLHC Director 277,770 $5.51 $1.53M -$514.7K 19 2025-10-02
MRKR Director 65,223 $1.38 $90.0K $24.1K 3 2021-06-10
SMTC CORP (SMTX) Delisted Director 0 $6.04 $0 $0 9 2021-04-06
MAM SOFTWARE GROUP, INC. (MAMS) Delisted Director 0 -$81.6K 30 2019-10-21
Marker Therapeutics, Inc. (TPIV) Delisted Director 18,283 $0 2 2018-10-17
NATIONAL HOLDINGS CORP (NHLD) Delisted Director 5,092 $3.25 $16.5K $0 1 2016-09-13
BREEZE-EASTERN CORP (BZC) Delisted Director 30,339 $0 8 2015-09-17
DLH Holdings Corp. (TSTF) Delisted Director 109,625 $25.0K 8 2012-06-19
CRWS Director 10,000 $2.78 $27.8K $0 3 2009-08-12
ALLIED DEFENSE GROUP INC (ADG) Delisted Director 30,492 $0 4 2009-08-04

Recent Filings · Page 4 of 13

123 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-05-21 MAM SOFTWARE GROUP, INC. (MAMS) Delisted Sell (S) −4,604 -$37.4K EDGAR
2018-04-06 MAM SOFTWARE GROUP, INC. (MAMS) Delisted Grant (A) +1,127 $6.8K EDGAR
2018-01-08 MAM SOFTWARE GROUP, INC. (MAMS) Delisted Grant (A) +1,127 $6.8K EDGAR
2017-12-18 SMTC CORP (SMTX) Delisted Mixed +15,038 $0 EDGAR
2017-11-14 DLHC Grant (A) +16,250 $0 EDGAR
2017-10-05 MAM SOFTWARE GROUP, INC. (MAMS) Delisted Grant (A) +1,127 $6.8K EDGAR
2017-08-30 Marker Therapeutics, Inc. (TPIV) Delisted Grant (A) +13,115 $0 EDGAR
2017-07-07 MAM SOFTWARE GROUP, INC. (MAMS) Delisted Grant (A) +1,159 $6.6K EDGAR
2017-04-07 MAM SOFTWARE GROUP, INC. (MAMS) Delisted Grant (A) +2,309 $13.2K EDGAR
2017-02-28 SMTC CORP (SMTX) Delisted Mixed +14,925 $0 EDGAR
Showing 3140 of 123
Page 4 of 13
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.