James A Gingrich
CIK 1389463 · Chief Operating Officer · last filed 2020-06-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$27.01M
Companies
1
Total Filings
74
Lifetime Open-Market Net
-$28.82M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AB | Chief Operating Officer | 725,971 | $37.20 | $27.01M | -$28.82M | 74 | 2020-06-09 |
Recent Filings · Page 7 of 8
74 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-12-03 | AB | Tax (F) | −72,801 | -$1.92M | EDGAR |
| 2014-02-04 | AB | Tax (F) | −8,922 | -$199.3K | EDGAR |
| 2013-12-16 | AB | Grant (A) | +168,897 | $3.66M | EDGAR |
| 2013-12-03 | AB | Tax (F) | −51,027 | -$1.13M | EDGAR |
| 2013-02-04 | AB | Tax (F) | −2,205 | -$44.9K | EDGAR |
| 2013-01-22 | AB | Grant (A) | +155,968 | $3.11M | EDGAR |
| 2012-12-04 | AB | Tax (F) | −26,209 | -$460.8K | EDGAR |
| 2012-05-17 | AB | Tax (F) | −2,075 | -$31.6K | EDGAR |
| 2012-01-24 | AB | Grant (A) | +128,558 | $1.91M | EDGAR |
| 2011-12-05 | AB | Tax (F) | −10,310 | -$136.7K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.