Jeffrey L Gates
CIK 1394416 · last filed 2021-09-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
NES price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
46TH FLOOR
NEW YORK, NY 10036
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ION GEOPHYSICAL CORP (IO) Delisted | 10%+ Owner | 3,053,850 | $0.34 | $1.05M | -$10.60M | 2 | 2021-09-23 |
| Nuverra Environmental Solutions, Inc. (NES) Delisted | 10%+ Owner | 7,045,370 | $2.15 | $15.14M | $19.20M | 4 | 2019-01-02 |
| DOVER DOWNS GAMING & ENTERTAINMENT INC (DVD) Delisted | 10%+ Owner | 2,536,667 | $3.61 | $9.16M | $17.28M | 5 | 2008-06-04 |
Recent Filings · Page 2 of 2
11 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-01-11 | DOVER DOWNS GAMING & ENTERTAINMENT INC (DVD) Delisted | Buy (P) | +448,494 | $4.47M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.