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Carter D Mack

CIK 1398112 · President · last filed 2021-11-17

Carter D Mack is a President who has filed 32 SEC Form 4 insider transactions across 3 companies since 2013. Across all open-market trades the lifetime net is +$361.9K, making them a net buyer over the disclosed history. 31 SEC filings were submitted jointly with JMP Group Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

32

Lifetime Open-Market Net

$361.9K

Filer Profile

Reported Address
600 MONTGOMERY STREET
SAN FRANCISCO, CA 94111
Related Filers
JMP Group Inc. — 31 joint filings, latest 2015-03-24
JMP GROUP LLC — 12 joint filings, latest 2021-11-17
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
JMP GROUP LLC (JMP) Delisted President 1,368,631 $7.50 $10.26M $202.9K 6 2018-10-30
JMP Group Inc. (NYMT.P) Delisted President 1,240,319 — — $159.0K 4 2014-10-29
JMP Group Inc. (JMPB) Delisted President — — — $0 1 2013-02-13

Recent Filings

32 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-11-17 — Disp (D) −1,368,631 -$10.26M
2018-10-30 JMP GROUP LLC (JMP) Delisted Buy (P) +20,000 $100.0K EDGAR
2016-12-05 JMP GROUP LLC (JMP) Delisted Mixed +7,452 -$27.9K EDGAR
2016-02-17 JMP GROUP LLC (JMP) Delisted Buy (P) +20,000 $102.9K EDGAR
2015-12-03 JMP GROUP LLC (JMP) Delisted Mixed +12,551 -$84.8K EDGAR
2015-02-06 JMP GROUP LLC (JMP) Delisted Grant (A) — $0 EDGAR
2015-01-05 JMP GROUP LLC (JMP) Delisted Mixed +68,310 $0 EDGAR
2014-10-29 JMP Group Inc. (NYMT.P) Delisted Buy (P) +25,000 $159.0K EDGAR
2014-02-12 JMP Group Inc. (NYMT.P) Delisted Grant (A) — $0 EDGAR
2014-02-10 JMP Group Inc. (NYMT.P) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 32
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.