Home

Joseph A Jolson

CIK 1398113 · CEO · last filed 2021-11-17

Joseph A Jolson is a CEO who has filed 220 SEC Form 4 insider transactions across 6 companies since 2013. Across all open-market trades the lifetime net is +$27.3M, making them a net buyer over the disclosed history. 106 SEC filings were submitted jointly with JMP GROUP LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

6

Total Filings

220

Lifetime Open-Market Net

$27.29M

Filer Profile

Reported Address
600 MONTGOMERY STREET
SUITE 1700
SAN FRANCISCO, CA 94111
Related Filers
JMP GROUP LLC — 106 joint filings, latest 2021-11-17
JMP Group Inc. — 70 joint filings, latest 2014-12-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Harvest Capital Credit Corp (HCAPZ) Delisted Chief Executive Officer 0 $25.15 $0 $3.38M 53 2021-06-09
JMP GROUP LLC (JMP) Delisted CEO 111,400 $7.50 $835.5K $14.78M 91 2021-04-23
Harvest Capital Credit Corp (HCAP) Delisted Director 55,768 $9.66 $538.7K $617.0K 5 2016-09-16
Harvest Capital Credit Corp (HCAP.L) Delisted Director 30,000 — — $1.60M 11 2016-01-13
JMP Group Inc. (NYMT.P) Delisted CEO 146,448 — — $6.90M 6 2014-12-09
JMP Group Inc. (JMPB) Delisted CEO — — — $0 1 2013-02-13

Recent Filings

220 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-11-17 — Disp (D) −6,765,536 -$50.74M
2021-06-09 Harvest Capital Credit Corp (HCAPZ) Delisted Disp (D) −930,041 $0 EDGAR
2021-04-23 JMP GROUP LLC (JMP) Delisted Other (J) — $0 EDGAR
2021-04-22 JMP GROUP LLC (JMP) Delisted Grant (A) — $0 EDGAR
2021-02-11 JMP GROUP LLC (JMP) Delisted Grant (A) — $0 EDGAR
2020-09-14 JMP GROUP LLC (JMP) Delisted Mixed — $0 EDGAR
2020-08-10 Harvest Capital Credit Corp (HCAPZ) Delisted Buy (P) +2,800 $11.1K EDGAR
2020-08-06 Harvest Capital Credit Corp (HCAPZ) Delisted Buy (P) +200 $800 EDGAR
2020-08-04 JMP GROUP LLC (JMP) Delisted Buy (P) +33,333 $88.0K EDGAR
2020-07-29 Harvest Capital Credit Corp (HCAPZ) Delisted Buy (P) +4,276 $16.9K EDGAR
Showing 1–10 of 220
Page 1 of 22
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.