Adage Capital Advisors, L.L.C.

CIK 1403403 · last filed 2023-05-05

Adage Capital Advisors, L.L.C. is a corporate insider who has filed 20 SEC Form 4 insider transactions across 13 companies since 2008. The most recent filing shows the insider sold $12.3M of GCMGW on May 5, 2023. Across all open-market trades the lifetime net is −$2.09B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.53B across reported positions. The firm reports its address in Boston, MA. 127 SEC filings were submitted jointly with Robert Atchinson.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.53B

Companies

13

Total Filings

20

Lifetime Open-Market Net

-$2.09B

Filer Profile

Reported Address
200 CLARENDON STREET
52ND FLOOR
BOSTON, MA 02116
Phone
(617) 867-2800
State of Incorporation
DE
Related Filers
Robert Atchinson — 127 joint filings, latest 2023-05-10
GCM Grosvenor Inc. — 8 joint filings, latest 2023-05-10
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GCM Grosvenor Inc. (GCMGW) Delisted 10%+ Owner 4,526,021 $0.01 $43.0K -$46.46M 2 2023-05-05
Abacus Global Management, Inc. (ERESW) Delisted 10%+ Owner 0 $0.28 $0 $0 1 2023-01-24
RPRX 10%+ Owner 38,714,280 $63.96 $2.48B -$1.60B 1 2020-12-18
ADVENT TECHNOLOGIES HOLDINGS, INC. (AMCIW) Delisted 10%+ Owner 1,350,000 $0.33 $445.6K -$61.44M 1 2020-12-03
Ayala Pharmaceuticals, Inc. (ADXSW) Delisted 10%+ Owner 4,100,043 -$12.90M 1 2017-10-12
PBYI 10%+ Owner 5,491,653 $9.55 $52.45M -$400.82M 4 2017-05-26
Calithera Biosciences, Inc. (CALA) Delisted 10%+ Owner 181,753 $0.00 $55 $7.88M 1 2016-11-17
Ayala Pharmaceuticals, Inc. (ADXS.W) Delisted 10%+ Owner 5,139,366 $25.68M 1 2015-02-20
Nexvet Biopharma plc (NVET) Delisted 10%+ Owner 875,000 $13.75M 1 2015-02-10
BOULDER BRANDS, INC. (SMBL) Delisted 10%+ Owner 6,563,680 -$14.02M 1 2013-01-02
Sleep Number Corp (SCSS) Delisted 10%+ Owner 5,778,000 -$16.28M 1 2011-02-08
Cardiome Pharma Corp (CRME) Delisted 10%+ Owner 7,850,000 $19.60M 1 2009-04-13
HUBBELL INC (HUB.B) Delisted 724,000 -$742.5K 1 2008-04-28

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-05-05 GCM Grosvenor Inc. (GCMGW) Delisted Sell (S) −1,576,120 -$12.35M EDGAR
2023-01-24 Abacus Global Management, Inc. (ERESW) Delisted Other (J) −11,741,070 -$119.88M EDGAR
2021-07-13 GCM Grosvenor Inc. (GCMGW) Delisted Mixed −2,586,270 -$34.11M EDGAR
2020-12-18 RPRX Sell (S) −36,505,250 -$1.60B EDGAR
2020-12-03 ADVENT TECHNOLOGIES HOLDINGS, INC. (AMCIW) Delisted Sell (S) −5,092,325 -$61.44M EDGAR
2019-11-22 Sell (S) −670,005 -$2.70M
2017-10-12 Ayala Pharmaceuticals, Inc. (ADXSW) Delisted Sell (S) −3,000,000 -$12.90M EDGAR
2017-05-26 PBYI Sell (S) −6,178,500 -$465.72M EDGAR
2016-11-17 Calithera Biosciences, Inc. (CALA) Delisted Buy (P) +2,500,000 $7.88M EDGAR
2015-02-20 Ayala Pharmaceuticals, Inc. (ADXS.W) Delisted Buy (P) +3,423,810 $25.68M EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.