Anne Bookwalter Walsh

CIK 1406240 · last filed 2017-09-18

Anne Bookwalter Walsh is a corporate insider who has filed 4 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $69.0K of GBAB on Sep 18, 2017. Across all open-market trades the lifetime net is +$208.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $200.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$200.8K

Companies

3

Total Filings

4

Lifetime Open-Market Net

$208.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
GBAB	13,000	$13.84	$179.9K	$149.0K	2	2017-09-18
Guggenheim Enhanced Equity Income Fund (GPM) Delisted	3,500	$9.89	$34.6K	$22.8K	1	2010-11-16
GOF	2,000	$10.45	$20.9K	$36.6K	1	2007-09-10

Recent Filings

4 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2017-09-18	GBAB	Buy (P)	+3,000	$69.0K	EDGAR
2010-11-16	Guggenheim Enhanced Equity Income Fund (GPM) Delisted	Buy (P)	+2,500	$22.8K	EDGAR
2010-11-16	GBAB	Buy (P)	+4,000	$80.0K	EDGAR
2007-09-10	GOF	Buy (P)	+2,000	$36.6K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.