Keith J Kendall
CIK 1406834 · CEO and President · last filed 2023-06-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.40M
Companies
2
Total Filings
31
Lifetime Open-Market Net
-$134.1K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 3 of 4
31 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-04-01 | AQST | Mixed | +66 | -$1.8K | EDGAR |
| 2019-03-04 | AQST | Grant (A) | — | $0 | EDGAR |
| 2019-03-01 | AQST | Mixed | +9,847 | -$38.0K | EDGAR |
| 2019-01-03 | AQST | Mixed | +167 | -$1.0K | EDGAR |
| 2018-12-04 | AQST | Mixed | +7,395 | -$61.7K | EDGAR |
| 2018-11-28 | AQST | Buy (P) | +1,000 | $9.9K | EDGAR |
| 2018-11-26 | AQST | Buy (P) | +7,950 | $80.3K | EDGAR |
| 2018-10-02 | AQST | Mixed | +167 | -$2.8K | EDGAR |
| 2018-09-05 | AQST | Mixed | +8,062 | -$117.2K | EDGAR |
| 2018-08-17 | AQST | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.