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Chris E Barris

CIK 1408186 · Portfolio Manager · last filed 2020-03-19

Chris E Barris is a Portfolio Manager who has filed 10 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider bought $14.8K of DCF on Mar 19, 2020. Across all open-market trades the lifetime net is +$175.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $30.6K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$30.6K

Companies

2

Total Filings

10

Lifetime Open-Market Net

$175.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. (DCF) Delisted 14,000 $9.24 $129.4K $116.8K 6 2020-03-19
DHF Portfolio Manager 13,000 $2.35 $30.6K $59.0K 4 2020-03-17

Recent Filings

10 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-19 BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. (DCF) Delisted Buy (P) +3,000 $14.8K EDGAR
2020-03-17 DHF Buy (P) +5,000 $11.3K EDGAR
2018-12-17 BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. (DCF) Delisted Buy (P) +1,500 $11.9K EDGAR
2018-10-11 BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. (DCF) Delisted Buy (P) +2,500 $21.8K EDGAR
2018-07-31 BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. (DCF) Delisted Buy (P) +1,000 $9.1K EDGAR
2017-12-21 BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. (DCF) Delisted Buy (P) +1,000 $9.3K EDGAR
2017-11-02 BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. (DCF) Delisted Buy (P) +5,000 $49.9K EDGAR
2015-01-14 DHF Buy (P) +5,000 $18.0K EDGAR
2015-01-14 DHF Buy (P) +5,000 $18.0K EDGAR
2007-09-05 DHF Buy (P) +3,000 $11.6K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.