Adam J Shapiro

CIK 1409899 · Chief Legal Off./Secretary · last filed 2020-10-26

Adam J Shapiro is a Chief Legal Off./Secretary who has filed 10 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing shows the insider sold $79.2K of EDI on Oct 26, 2020. Across all open-market trades the lifetime net is −$58.2K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.5K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.5K

Companies

2

Total Filings

10

Lifetime Open-Market Net

-$58.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted Chief Legal Off./Secretary 10,000 $5.02 $50.2K -$63.4K 8 2020-10-26
EDF Chief Legal Ofc., Secretary 260 $5.62 $1.5K $5.2K 2 2014-12-16

Recent Filings

10 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-10-26 Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted Sell (S) −10,000 -$79.2K EDGAR
2020-10-26 Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted Sell (S) −10,000 -$72.0K EDGAR
2020-08-19 Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted Buy (P) −10,000 -$79.2K EDGAR
2020-04-16 Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted Buy (P) +5,000 $35.5K EDGAR
2020-04-08 Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted Buy (P) +5,000 $33.5K EDGAR
2020-03-31 Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted Buy (P) +5,000 $32.5K EDGAR
2020-03-31 Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted Buy (P) +5,000 $32.5K EDGAR
2020-03-30 Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) Delisted Buy (P) +5,000 $33.0K EDGAR
2014-12-16 EDF Buy (P) +80 $1.2K EDGAR
2011-09-27 EDF Buy (P) +180 $4.0K EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.