LUKE FICHTHORN

CIK 1411510 · last filed 2012-04-04

LUKE FICHTHORN is a corporate insider who has filed 3 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing shows the insider sold $1.6M of SRSL on Apr 4, 2012. Across all open-market trades the lifetime net is +$588.0K, making them a net buyer over the disclosed history. 13 SEC filings were submitted jointly with DIALECTIC CAPITAL MANAGEMENT, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

2

Total Filings

3

Lifetime Open-Market Net

$588.0K

Filer Profile

Reported Address

C/O DIALECTIC CAPITAL MANAGEMENT, LLC
875 THIRD AVENUE, 15TH FLOOR
NEW YORK, NY 10022

Related Filers

DIALECTIC CAPITAL MANAGEMENT, LLC — 13 joint filings, latest 2012-04-04

JOHN FICHTHORN — 13 joint filings, latest 2012-04-04

DIALECTIC ANTITHESIS OFFSHORE LTD — 11 joint filings, latest 2010-02-04

DIALECTIC CAPITAL PARTNERS LP — 11 joint filings, latest 2010-02-04

DIALECTIC OFFSHORE LTD — 11 joint filings, latest 2010-02-04

Dialectic Antithesis Partners, LP — 11 joint filings, latest 2010-02-04

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
SRS LABS INC (SRSL) Delisted	10%+ Owner	1,401,400	—	—	-$1.57M	1	2012-04-04
LEADIS TECHNOLOGY INC (LDIS) Delisted	10%+ Owner	4,825,707	—	—	$2.16M	1	2009-10-07

Recent Filings

3 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2012-04-04	SRS LABS INC (SRSL) Delisted	Sell (S)	−225,000	-$1.57M	EDGAR
2009-11-19	—	Sell (S)	−58,984,534	-$60.75M
2009-10-07	LEADIS TECHNOLOGY INC (LDIS) Delisted	Buy (P)	+2,163,000	$2.16M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.