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MARK W. SCHWARTZ

CIK 1422882 · President & CEO · last filed 2016-07-06

MARK W. SCHWARTZ is a President & CEO who has filed 18 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing, for GALE, was dated Jul 6, 2016. Across all open-market trades the lifetime net is −$556.5K, making them a net seller over the disclosed history. 19 SEC filings were submitted jointly with Galena Biopharma, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

18

Lifetime Open-Market Net

-$556.5K

Filer Profile

Reported Address
C/O RXI PHARMACEUTICALS CORPORATION
60 PRESCOTT STREET
WORCESTER, MA 01605
Related Filers
Galena Biopharma, Inc. — 19 joint filings, latest 2016-07-06
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SELLAS Life Sciences Group, Inc. (GALE) Delisted President & CEO 14,666 — — -$556.5K 16 2016-07-06
SELLAS Life Sciences Group, Inc. (RXII) Delisted EVP Chief Operating Officer 1,126 — — $0 2 2011-09-26

Recent Filings

18 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-07-06 SELLAS Life Sciences Group, Inc. (GALE) Delisted Other (J) +8,503 $3.4K EDGAR
2015-12-22 SELLAS Life Sciences Group, Inc. (GALE) Delisted Grant (A) — $0 EDGAR
2015-01-20 SELLAS Life Sciences Group, Inc. (GALE) Delisted Mixed +3,846 $4.9K EDGAR
2014-09-18 SELLAS Life Sciences Group, Inc. (GALE) Delisted Grant (A) — $0 EDGAR
2014-07-02 SELLAS Life Sciences Group, Inc. (GALE) Delisted Other (J) +2,461 $6.4K EDGAR
2014-01-31 SELLAS Life Sciences Group, Inc. (GALE) Delisted Sell (S) −100,000 -$556.5K EDGAR
2014-01-22 SELLAS Life Sciences Group, Inc. (GALE) Delisted Other (J) +5,656 $10.6K EDGAR
2013-11-27 SELLAS Life Sciences Group, Inc. (GALE) Delisted Grant (A) — $0 EDGAR
2013-10-15 SELLAS Life Sciences Group, Inc. (GALE) Delisted Grant (A) +7,349 $0 EDGAR
2013-07-03 SELLAS Life Sciences Group, Inc. (GALE) Delisted Other (J) +7,862 $10.6K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.