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Charles H III James

CIK 1431451 · last filed 2016-04-04

Charles H III James is a corporate insider who has filed 36 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing shows the insider was granted $18.7K of WTFCW on Apr 4, 2016. Across all open-market trades the lifetime net is −$226.7K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $525.5K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$525.5K

Companies

2

Total Filings

36

Lifetime Open-Market Net

-$226.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WINTRUST FINANCIAL CORP (WTFCW) Delisted Director 7,046 — — -$226.7K 24 2016-04-04
WTFC Director 3,533 $148.74 $525.5K $0 12 2011-01-03

Recent Filings

36 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-04-04 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +386 $18.7K EDGAR
2016-01-26 WINTRUST FINANCIAL CORP (WTFCW) Delisted Sell (S) −1,500 -$59.4K EDGAR
2016-01-05 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +353 $18.9K EDGAR
2015-10-01 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +353 $18.8K EDGAR
2015-07-22 WINTRUST FINANCIAL CORP (WTFCW) Delisted Sell (S) −1,280 -$70.5K EDGAR
2015-07-01 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +394 $18.8K EDGAR
2015-04-01 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +401 $18.8K EDGAR
2015-02-26 WINTRUST FINANCIAL CORP (WTFCW) Delisted Sell (S) −1,400 -$62.2K EDGAR
2014-12-31 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +422 $18.9K EDGAR
2014-10-01 WINTRUST FINANCIAL CORP (WTFCW) Delisted Grant (A) +409 $18.8K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.