Charles H III James
CIK 1431451 · last filed 2016-04-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$525.5K
Companies
2
Total Filings
36
Lifetime Open-Market Net
-$226.7K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| WINTRUST FINANCIAL CORP (WTFCW) Delisted | Director | 7,046 | — | — | -$226.7K | 24 | 2016-04-04 |
| WTFC | Director | 3,533 | $148.74 | $525.5K | $0 | 12 | 2011-01-03 |
Recent Filings · Page 2 of 4
36 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-07-02 | WINTRUST FINANCIAL CORP (WTFCW) Delisted | Grant (A) | +385 | $18.7K | EDGAR |
| 2014-01-02 | WINTRUST FINANCIAL CORP (WTFCW) Delisted | Grant (A) | +457 | $18.8K | EDGAR |
| 2013-10-02 | WINTRUST FINANCIAL CORP (WTFCW) Delisted | Grant (A) | +490 | $18.8K | EDGAR |
| 2013-07-01 | WINTRUST FINANCIAL CORP (WTFCW) Delisted | Grant (A) | +506 | $18.7K | EDGAR |
| 2013-04-01 | WINTRUST FINANCIAL CORP (WTFCW) Delisted | Grant (A) | +511 | $18.8K | EDGAR |
| 2013-01-03 | WINTRUST FINANCIAL CORP (WTFCW) Delisted | Grant (A) | +499 | $18.7K | EDGAR |
| 2012-10-01 | WINTRUST FINANCIAL CORP (WTFCW) Delisted | Grant (A) | +528 | $18.7K | EDGAR |
| 2012-07-23 | WINTRUST FINANCIAL CORP (WTFCW) Delisted | Sell (S) | −954 | -$34.7K | EDGAR |
| 2012-07-02 | WINTRUST FINANCIAL CORP (WTFCW) Delisted | Grant (A) | +524 | $18.8K | EDGAR |
| 2012-04-03 | WINTRUST FINANCIAL CORP (WTFCW) Delisted | Grant (A) | +668 | $18.7K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.