Sumner James Rollings
CIK 1437209 · last filed 2023-01-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$388.8K
Companies
3
Total Filings
27
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 2 of 3
27 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-01-06 | — | Grant (A) | +4,651 | $0 | |
| 2014-01-03 | — | Grant (A) | +4,651 | $0 | |
| 2013-01-02 | — | Grant (A) | +4,651 | $0 | |
| 2012-12-07 | — | Grant (A) | +697 | $6.0K | |
| 2012-11-28 | — | Grant (A) | +697 | $6.0K | |
| 2012-04-13 | — | Disp (D) | −1,395 | -$12.0K | |
| 2012-01-04 | — | Grant (A) | +3,876 | $0 | |
| 2011-03-29 | — | Mixed | −520 | -$4.8K | |
| 2011-03-29 | — | Sell (S) | −1,744 | -$15.0K | |
| 2011-03-29 | — | Mixed | −86 | -$800 |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.