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New Leaf Venture Management II, L.L.C.

CIK 1441857 · last filed 2018-07-05

New Leaf Venture Management II, L.L.C. is a corporate insider who has filed 3 SEC Form 4 insider transactions across 2 companies since 2013. The most recent filing, for STIM, was dated Jul 5, 2018. Across all open-market trades the lifetime net is −$43.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.5M across reported positions. The firm reports its address in New York, NY. 31 SEC filings were submitted jointly with New Leaf Venture Associates II, L.P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.47M

Companies

2

Total Filings

3

Lifetime Open-Market Net

-$43.80M

Filer Profile

Reported Address
420 LEXINGTON AVENUE, SUITE 408
NEW YORK, NY 10170
Phone
(646) 871-6400
State of Incorporation
DE
Related Filers
New Leaf Venture Associates II, L.P. — 31 joint filings, latest 2019-08-15
New Leaf Ventures II, L.P. — 31 joint filings, latest 2019-08-15
Philippe O. Chambon — 26 joint filings, latest 2016-10-25
RONALD HUNT — 23 joint filings, latest 2016-10-25
Jeani Delagardelle — 22 joint filings, latest 2016-10-25
Vijay K Lathi — 22 joint filings, latest 2015-03-26
JAMES NIEDEL — 17 joint filings, latest 2014-10-01
Liam Ratcliffe — 15 joint filings, latest 2016-10-25
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STIM 10%+ Owner 1,476,421 $3.03 $4.47M $0 1 2018-07-05
Lite Strategy, Inc. (MEIP) Delisted 10%+ Owner 102,274 $3.20 $327.3K -$43.80M 2 2013-05-08

Recent Filings

3 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-07-05 STIM Conv (C) +4,629,345 $0 EDGAR
2013-05-08 Lite Strategy, Inc. (MEIP) Delisted Sell (S) −1,600,000 -$13.72M EDGAR
2013-02-20 Lite Strategy, Inc. (MEIP) Delisted Sell (S) −4,475,025 -$30.08M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.