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Foundation Capital VI Principals Fund, LLC

CIK 1451964 · last filed 2016-03-14

Foundation Capital VI Principals Fund, LLC is a corporate insider who has filed 5 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing, for TUBE, was dated Mar 14, 2016. Across all open-market trades the lifetime net is −$12.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.8M across reported positions. The firm reports its address in Menlo Park, CA. 37 SEC filings were submitted jointly with FOUNDATION CAPITAL VI LP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.76M

Companies

4

Total Filings

5

Lifetime Open-Market Net

-$12.35M

Filer Profile

Reported Address
250 MIDDLEFIELD ROAD
MENLO PARK, CA 94025
Phone
(650) 614-0500
State of Incorporation
DE
Related Filers
FOUNDATION CAPITAL VI LP — 37 joint filings, latest 2018-01-09
Foundation Capital Management Co. VI, LLC — 37 joint filings, latest 2018-01-09
FC IV ACTIVE ADVISORS FUND LLC — 14 joint filings, latest 2018-01-09
FOUNDATION CAPITAL IV LP — 14 joint filings, latest 2018-01-09
FOUNDATION CAPITAL MANAGEMENT CO IV LLC — 14 joint filings, latest 2018-01-09
Foundation Capital IV Principals Fund, LLC — 14 joint filings, latest 2018-01-09
Foundation Capital, LLC — 11 joint filings, latest 2018-01-09
WILLIAM B ELMORE — 4 joint filings, latest 2017-08-25
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TUBEMOGUL INC (TUBE) Delisted 10%+ Owner 7,018,097 — — -$17.65M 2 2016-03-14
RUN 10%+ Owner 556,355 $8.56 $4.76M $0 1 2015-08-10
CONTROL4 CORP (CTRL) Delisted 10%+ Owner 4,006,419 — — $0 1 2014-02-21
ENERNOC INC (ENOC) Delisted 882 — — $5.30M 1 2009-02-10

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-03-14 TUBEMOGUL INC (TUBE) Delisted Other (J) −1,170,000 -$14.55M EDGAR
2015-08-10 RUN Mixed +47,081,076 $0 EDGAR
2015-06-17 TUBEMOGUL INC (TUBE) Delisted Sell (S) −1,183,200 -$17.65M EDGAR
2014-02-21 CONTROL4 CORP (CTRL) Delisted Other (J) −5,250,000 $0 EDGAR
2009-02-10 ENERNOC INC (ENOC) Delisted Buy (P) +745,437 $5.30M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.