Neil Nguyen
CIK 1454289 · President & CEO · last filed 2016-09-28
Neil Nguyen is a President & CEO who has filed 20 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing, for SZMK, was dated Sep 28, 2016. Across all open-market trades the lifetime net is −$1.4M, making them a net seller over the disclosed history. 13 SEC filings were submitted jointly with DG FastChannel, Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
2
20
-$1.40M
Filer Profile
7TH FLOOR
IRVING, TX 75039
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Sizmek Inc. (SZMK) Delisted | President & CEO | 0 | — | — | -$641.5K | 8 | 2016-09-28 |
| Digital Generation, Inc. (DGIT) Delisted | President & CEO | 94,273 | — | — | -$762.5K | 11 | 2013-06-17 |
Recent Filings
20 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-09-28 | Sizmek Inc. (SZMK) Delisted | Mixed | −782,854 | -$3.05M | EDGAR |
| 2016-03-04 | Sizmek Inc. (SZMK) Delisted | Exer (M) | +30,421 | $0 | EDGAR |
| 2016-02-29 | Sizmek Inc. (SZMK) Delisted | Mixed | +5,402 | $0 | EDGAR |
| 2015-03-06 | Sizmek Inc. (SZMK) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-03-04 | Sizmek Inc. (SZMK) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-03-03 | Sizmek Inc. (SZMK) Delisted | Exer (M) | +27,561 | $0 | EDGAR |
| 2014-03-12 | Sizmek Inc. (SZMK) Delisted | Sell (S) | −49,239 | -$641.5K | EDGAR |
| 2014-03-04 | Sizmek Inc. (SZMK) Delisted | Grant (A) | — | $0 | EDGAR |
| 2014-02-11 | — | Mixed | −94,273 | $0 | |
| 2013-06-17 | Digital Generation, Inc. (DGIT) Delisted | Exer (M) | +7,501 | $44.1K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.