Home

DEF Associates N.V.

CIK 1459975 · last filed 2012-01-12

DEF Associates N.V. is a corporate insider who has filed 4 SEC Form 4 insider transactions across 1 company since 2010. The most recent filing, for ARDM, was dated Jan 12, 2012. Across all open-market trades the lifetime net is +$19.3M, making them a net buyer over the disclosed history. The firm reports its address in Curacao, P8. 4 SEC filings were submitted jointly with 21 APRIL FUND, L.P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

1

Total Filings

4

Lifetime Open-Market Net

$19.30M

Filer Profile

Reported Address
C/O CITCO FUND SERVICES (CURACAO) N.V.
KAYA FLAMBOYAN 9, P.O. BOX 812
CURACAO, P8 00000
Phone
599-9-732-2222
State of Incorporation
Netherlands Antilles
Formerly Known As
DEF Associates N V (2009–2009)
Related Filers
21 APRIL FUND, L.P. — 4 joint filings, latest 2011-07-11
21 APRIL FUND, LTD. — 4 joint filings, latest 2011-07-11
First Eagle Value in Biotechnology Master Fund, Ltd. — 4 joint filings, latest 2011-07-11
DEF Associates LP — 1 joint filings, latest 2011-07-11
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARADIGM CORP (ARDM) Delisted 10%+ Owner 1,783,948 — — $19.30M 4 2012-01-12

Recent Filings

4 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-01-12 ARADIGM CORP (ARDM) Delisted Other (J) −7,473,328 -$784.7K EDGAR
2011-07-11 ARADIGM CORP (ARDM) Delisted Buy (P) +53,125,000 $10.09M EDGAR
2011-07-11 ARADIGM CORP (ARDM) Delisted Other (J) −2,098,800 -$352.6K EDGAR
2010-06-22 ARADIGM CORP (ARDM) Delisted Buy (P) +77,733,632 $9.20M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.