Roger HD Lacey

CIK 1469238 · Chairman/Interim CEO · last filed 2024-12-13

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.8K

Companies

4

Total Filings

59

Lifetime Open-Market Net

-$4.66M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SUNE Director 2,000 $2.41 $4.8K $4.8K 1 2024-12-13
SUNation Energy, Inc. (PEGY) Delisted Director 18,833 $3.34 $62.9K $23.8K 4 2024-06-14
SUNation Energy, Inc. (JCS) Delisted Chairman/Interim CEO 150,514 $8.18 $1.23M $139.5K 35 2021-08-04
3M CO (MMMw) Delisted Senior Vice President 22,150 -$4.83M 18 2013-02-25

Recent Filings · Page 2 of 6

59 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-04-02 SUNation Energy, Inc. (JCS) Delisted Mixed +2,829 $12.6K EDGAR
2019-09-12 SUNation Energy, Inc. (JCS) Delisted Buy (P) +200 $991 EDGAR
2019-04-01 SUNation Energy, Inc. (JCS) Delisted Grant (A) $0 EDGAR
2018-12-14 SUNation Energy, Inc. (JCS) Delisted Grant (A) $0 EDGAR
2018-03-30 SUNation Energy, Inc. (JCS) Delisted Mixed +2,696 -$5.8K EDGAR
2018-03-13 SUNation Energy, Inc. (JCS) Delisted Grant (A) $0 EDGAR
2018-02-15 SUNation Energy, Inc. (JCS) Delisted Grant (A) +160 $610 EDGAR
2017-12-05 Exer (M) +4,166 $15.1K
2017-04-04 SUNation Energy, Inc. (JCS) Delisted Grant (A) $0 EDGAR
2016-12-06 SUNation Energy, Inc. (JCS) Delisted Exer (M) +4,167 $20.6K EDGAR
Showing 1120 of 59
Page 2 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.