CHARLES C WALDEN
CIK 1475052 · last filed 2024-01-02
CHARLES C WALDEN is a corporate insider who has filed 16 SEC Form 4 insider transactions across 2 companies since 2010. The most recent filing, for SPE, was dated Jan 2, 2024. Across all open-market trades the lifetime net is +$192.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $405.2K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$405.2K
2
16
$192.9K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SPE | Director | 30,958 | $13.09 | $405.2K | $140.3K | 14 | 2024-01-02 |
| SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Director | 3,000 | — | — | $52.6K | 1 | 2010-01-28 |
Recent Filings
16 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-01-02 | SPE | Buy (P) | — | $0 | EDGAR |
| 2022-04-07 | SPE | Disp (D) | −5,014 | -$78.7K | EDGAR |
| 2022-01-28 | SPE | Exer (X) | — | $0 | EDGAR |
| 2021-07-15 | SPE | Exer (M) | +9,779 | $0 | EDGAR |
| 2016-10-31 | SPE | Disp (D) | −4,494 | -$70.2K | EDGAR |
| 2016-09-06 | SPE | Exer (X) | — | $0 | EDGAR |
| 2016-04-04 | — | Mixed | +146 | $2.1K | |
| 2015-01-21 | SPE | Buy (P) | +2,000 | $30.4K | EDGAR |
| 2012-07-31 | SPE | Exer (X) | — | $0 | EDGAR |
| 2012-06-05 | SPE | Buy (P) | +1,000 | $15.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.