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Thomas J. Caruso

CIK 1477999 · Chief Client Officer · last filed 2017-02-27

Thomas J. Caruso is a Chief Client Officer who has filed 67 SEC Form 4 insider transactions across 1 company since 2010. The most recent filing, for KAR, was dated Feb 27, 2017. Across all open-market trades the lifetime net is −$13.3M, making them a net seller over the disclosed history. 81 SEC filings were submitted jointly with KAR Auction Services, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

67

Lifetime Open-Market Net

-$13.34M

Filer Profile

Reported Address
13085 HAMILTON CROSSING BOULEVARD
CARMEL, IN 46032
Related Filers
KAR Auction Services, Inc. — 81 joint filings, latest 2017-02-27
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
OPENLANE, Inc. (KAR) Delisted Chief Client Officer 629 $30.88 $19.4K -$13.34M 67 2017-02-27

Recent Filings

67 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-02-27 OPENLANE, Inc. (KAR) Delisted Mixed +308 -$8.8K EDGAR
2017-02-22 OPENLANE, Inc. (KAR) Delisted Mixed +314 -$8.9K EDGAR
2016-06-30 OPENLANE, Inc. (KAR) Delisted Mixed — -$1.29M EDGAR
2016-05-11 OPENLANE, Inc. (KAR) Delisted Mixed — -$523.6K EDGAR
2016-02-23 OPENLANE, Inc. (KAR) Delisted Mixed +315 -$6.5K EDGAR
2016-02-11 OPENLANE, Inc. (KAR) Delisted Grant (A) — $0 EDGAR
2015-10-07 OPENLANE, Inc. (KAR) Delisted Mixed — -$215.4K EDGAR
2015-03-17 OPENLANE, Inc. (KAR) Delisted Mixed — -$661.1K EDGAR
2014-12-15 OPENLANE, Inc. (KAR) Delisted Mixed — -$63.3K EDGAR
2014-12-08 OPENLANE, Inc. (KAR) Delisted Mixed — -$64.9K EDGAR
Showing 1–10 of 67
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.