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Alice Handy

CIK 1478203 · last filed 2021-03-09

Alice Handy is a corporate insider who has filed 36 SEC Form 4 insider transactions across 5 companies since 2009. The most recent filing shows the insider bought $12.7K of NMFCL on Mar 9, 2021. Across all open-market trades the lifetime net is +$25.6K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $20.4M across reported positions. 12 SEC filings were submitted jointly with Investure, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$20.38M

Companies

5

Total Filings

36

Lifetime Open-Market Net

$25.6K

Filer Profile

Reported Address
C/O MSCI, INC.
88 PINE STREET
NEW YORK, NY 10005
Related Filers
Investure, LLC — 12 joint filings, latest 2015-04-03
INV-MID, LLC — 11 joint filings, latest 2015-04-03
Investure Evergreen (GP), LLC — 11 joint filings, latest 2015-04-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
New Mountain Finance Corp (NMFCL) Delisted Director 2,000 — — $12.7K 1 2021-03-09
MSCI Director 35,569 $573.01 $20.38M $0 30 2020-03-09
New Mountain Finance Corp (NMFX) Delisted Director 1,000 — — $13.0K 1 2020-03-04
Midway Gold Corp (MDW) Delisted Director 6,003,140 — — $0 2 2014-10-03
MSCI Inc. (MXB) Delisted Director 1,825 — — $0 2 2010-04-12

Recent Filings

36 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-03-09 New Mountain Finance Corp (NMFCL) Delisted Buy (P) +1,000 $12.7K EDGAR
2020-03-09 MSCI Grant (A) +64 $0 EDGAR
2020-03-04 New Mountain Finance Corp (NMFX) Delisted Buy (P) +1,000 $13.0K EDGAR
2019-12-02 MSCI Grant (A) +73 $0 EDGAR
2019-09-04 MSCI Grant (A) +82 $0 EDGAR
2019-06-03 MSCI Grant (A) +73 $0 EDGAR
2019-05-03 MSCI Grant (A) +1,090 $0 EDGAR
2019-03-18 MSCI Grant (A) +84 $0 EDGAR
2018-12-03 MSCI Grant (A) +99 $0 EDGAR
2018-09-04 MSCI Grant (A) +87 $0 EDGAR
Showing 1–10 of 36
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.