Home

Carol A Surface

CIK 1485966 · EVP, Chief HR Officer · last filed 2022-08-03

Carol A Surface is an EVP, Chief HR Officer who has filed 57 SEC Form 4 insider transactions across 2 companies since 2010. The most recent filing, for MDT, was dated Aug 3, 2022. Across all open-market trades the lifetime net is −$8.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $14.0M across reported positions. 28 SEC filings were submitted jointly with BEST BUY CO INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$14.04M

Companies

2

Total Filings

57

Lifetime Open-Market Net

-$8.30M

Filer Profile

Reported Address
7601 PENN AVENUE SOUTH
RICHFIELD, MN 55423
Related Filers
BEST BUY CO INC — 28 joint filings, latest 2013-06-24
Medtronic plc — 28 joint filings, latest 2022-08-03
MEDTRONIC INC — 5 joint filings, latest 2015-01-28
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MDT EVP, Chief HR Officer 26,769 $91.62 $2.45M -$7.24M 31 2022-08-03
BBY EVP, Chief HR Officer 131,581 $88.09 $11.59M -$1.06M 26 2013-06-24

Recent Filings

57 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-08-03 MDT Grant (A) +5,157 $0 EDGAR
2022-08-02 MDT Disp (D) −7,920 $0 EDGAR
2022-03-14 MDT Sell (S) −6,000 -$631.8K EDGAR
2021-08-04 MDT Mixed −340 -$524.8K EDGAR
2020-12-30 MDT Sell (S) −15,000 -$1.72M EDGAR
2020-10-14 MDT Grant (A) — $0 EDGAR
2020-08-05 MDT Grant (A) +4,727 $0 EDGAR
2020-08-03 MDT Tax (F) −3,554 -$342.9K EDGAR
2020-06-02 MDT Sell (S) −2,000 -$195.4K EDGAR
2019-10-15 MDT Mixed +11,359 -$1.03M EDGAR
Showing 1–10 of 57
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.