Tushar Shah

CIK 1487632 · CMO and Head of R&D · last filed 2022-01-19

Tushar Shah is a CMO and Head of R&D who has filed 11 SEC Form 4 insider transactions across 3 companies since 2012. The most recent filing, for LQDA, was dated Jan 19, 2022. Across all open-market trades the lifetime net is +$29.3M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.6M across reported positions. 23 SEC filings were submitted jointly with STEPHEN J CLEARMAN.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.59M

Companies

3

Total Filings

11

Lifetime Open-Market Net

$29.26M

Filer Profile

Reported Address

ONE EXECUTIVE DRIVE
SUITE 160
FORT LEE, NJ 07024

Related Filers

STEPHEN J CLEARMAN — 23 joint filings, latest 2014-01-24

KINDERHOOK GP LLC — 23 joint filings, latest 2014-01-24

KINDERHOOK, LP — 23 joint filings, latest 2014-01-24

KINDERHOOK CAPITAL MANAGEMENT, LLC — 14 joint filings, latest 2014-01-24

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
LQDA	CMO and Head of R&D	38,881	$66.74	$2.59M	$0	4	2022-01-19
Planet Payment Inc (PLPM) Delisted	10%+ Owner	5,452,165	—	—	-$742.5K	1	2014-01-07
P10 Industries, Inc. (ACPW) Delisted	10%+ Owner	17,632,985	—	—	$30.00M	1	2012-03-08

Recent Filings

11 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2022-01-19	LQDA	Grant (A)	—	$0	EDGAR
2021-11-12	LQDA	Mixed	+38,881	-$60.7K	EDGAR
2021-07-23	LQDA	Grant (A)	—	$0	EDGAR
2021-01-20	LQDA	Grant (A)	—	$0	EDGAR
2020-05-19	—	Grant (A)	—	$0
2014-01-24	—	Sell (S)	−14,786,320	-$32.53M
2014-01-07	Planet Payment Inc (PLPM) Delisted	Sell (S)	−250,000	-$742.5K	EDGAR
2012-06-20	—	Buy (P)	+420,185	$709.3K
2012-05-21	—	Buy (P)	+1,375,000	$2.34M
2012-03-08	P10 Industries, Inc. (ACPW) Delisted	Buy (P)	+44,117,645	$30.00M	EDGAR

Showing 1–10 of 11

Page 1 of 2 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.