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Christopher M. Mathieu

CIK 1503746 · Chief Financial Officer · last filed 2022-09-12

Christopher M. Mathieu is a Chief Financial Officer who has filed 11 SEC Form 4 insider transactions across 4 companies since 2011. The most recent filing shows the insider bought $133.4K of TPVG on Sep 12, 2022. Across all open-market trades the lifetime net is +$506.6K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $400.6K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$400.6K

Companies

4

Total Filings

11

Lifetime Open-Market Net

$506.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TPVG Chief Financial Officer 35,500 $4.92 $174.7K $255.1K 2 2022-09-12
TriplePoint Venture Growth BDC Corp. (TPVY) Delisted Chief Financial Officer 15,500 $25.30 $392.1K $154.5K 3 2020-08-26
Horizon Technology Finance Corp (HTF) Delisted SVP, CFO and Treasurer 68,503 — — $82.0K 5 2015-08-25
HRZN SVP, CFO and Treasurer 47,875 $4.72 $226.0K $15.0K 1 2011-08-22

Recent Filings

11 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-09-12 TPVG Buy (P) +10,000 $133.4K EDGAR
2022-06-21 TPVG Buy (P) +10,000 $121.6K EDGAR
2020-08-26 TriplePoint Venture Growth BDC Corp. (TPVY) Delisted Buy (P) +5,500 $68.1K EDGAR
2020-08-11 TriplePoint Venture Growth BDC Corp. (TPVY) Delisted Buy (P) +5,000 $60.9K EDGAR
2020-03-25 TriplePoint Venture Growth BDC Corp. (TPVY) Delisted Buy (P) +5,000 $25.4K EDGAR
2015-08-25 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +3,000 $30.0K EDGAR
2013-08-19 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +1,000 $13.7K EDGAR
2012-12-05 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +1,000 $14.0K EDGAR
2012-09-13 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +1,000 $16.0K EDGAR
2012-05-11 Horizon Technology Finance Corp (HTF) Delisted Buy (P) +500 $8.4K EDGAR
Showing 1–10 of 11
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.