Robert D. Pomeroy Jr.
CIK 1503748 · CEO and Chairman of the Board · last filed 2022-12-12
Robert D. Pomeroy Jr. is a CEO and Chairman of the Board who has filed 33 SEC Form 4 insider transactions across 5 companies since 2011. The most recent filing shows the insider bought $59.9K of HTFC on Dec 12, 2022. Across all open-market trades the lifetime net is +$1.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $4.7M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
HTFA price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
FARMINGTON, CT 06032
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HTFC | CEO and Chairman of the Board | 181,538 | $24.92 | $4.52M | $59.9K | 1 | 2022-12-12 |
| Horizon Technology Finance Corp (HTFB) Delisted | CHIEF EXECUTIVE OFFICER | 169,921 | $25.72 | $4.37M | $209.3K | 4 | 2022-06-22 |
| Horizon Technology Finance Corp (HTFA) Delisted | Chief Executive Officer | 138,690 | $25.15 | $3.49M | $460.3K | 8 | 2021-03-09 |
| Horizon Technology Finance Corp (HTF) Delisted | Chief Executive Officer | 63,423 | — | — | $370.2K | 16 | 2016-11-08 |
| HRZN | Chief Executive Officer | 52,149 | $3.95 | $206.0K | $42.1K | 4 | 2011-12-06 |
Recent Filings
33 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-12-12 | HTFC | Buy (P) | +4,600 | $59.9K | EDGAR |
| 2022-06-22 | Horizon Technology Finance Corp (HTFB) Delisted | Buy (P) | +4,000 | $45.2K | EDGAR |
| 2022-05-09 | Horizon Technology Finance Corp (HTFB) Delisted | Buy (P) | +5,000 | $63.5K | EDGAR |
| 2021-12-07 | Horizon Technology Finance Corp (HTFB) Delisted | Buy (P) | +3,100 | $50.0K | EDGAR |
| 2021-05-06 | Horizon Technology Finance Corp (HTFB) Delisted | Buy (P) | +3,100 | $50.7K | EDGAR |
| 2021-03-09 | Horizon Technology Finance Corp (HTFA) Delisted | Buy (P) | +5,000 | $66.2K | EDGAR |
| 2021-03-08 | Horizon Technology Finance Corp (HTFA) Delisted | Buy (P) | +5,000 | $66.2K | EDGAR |
| 2020-06-04 | Horizon Technology Finance Corp (HTFA) Delisted | Buy (P) | +10,000 | $117.0K | EDGAR |
| 2020-03-18 | Horizon Technology Finance Corp (HTFA) Delisted | Buy (P) | +4,000 | $23.9K | EDGAR |
| 2020-03-16 | Horizon Technology Finance Corp (HTFA) Delisted | Buy (P) | +4,800 | $51.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.