Thomas A. Raffin

CIK 1512119 · last filed 2025-07-10

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$8.32M

Companies

4

Total Filings

31

Lifetime Open-Market Net

-$23.60M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LUMOS PHARMA, INC. (LUMO) Delisted Director 0 $4.34 $0 $9.7K 7 2024-12-13
Akoya Biosciences, Inc. (AKYA) Delisted Director 2,166,896 $1.29 $2.80M $10.10M 6 2024-06-05
LUMOS PHARMA, INC. (NLNK) Delisted Director 64,621 -$1.13M 14 2019-08-02
LDRH 10%+ Owner 338,057 $24.62 $8.32M -$32.58M 3 2014-10-21

Recent Filings · Page 3 of 4

31 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-07-17 LUMOS PHARMA, INC. (NLNK) Delisted Grant (A) $0 EDGAR
2015-05-04 LUMOS PHARMA, INC. (NLNK) Delisted Grant (A) +1,962 $0 EDGAR
2015-04-09 LUMOS PHARMA, INC. (NLNK) Delisted Mixed -$1.03M EDGAR
2014-10-21 LDRH Sell (S) −320,000 -$10.61M EDGAR
2014-09-26 LDRH Sell (S) −800,000 -$24.97M EDGAR
2014-01-06 LUMOS PHARMA, INC. (NLNK) Delisted Grant (A) +3,000 $0 EDGAR
2013-10-17 LDRH Mixed +12,412,056 $3.00M EDGAR
2013-05-10 LUMOS PHARMA, INC. (NLNK) Delisted Grant (A) $0 EDGAR
2012-11-06 LUMOS PHARMA, INC. (NLNK) Delisted Grant (A) $0 EDGAR
2011-11-18 LUMOS PHARMA, INC. (NLNK) Delisted Conv (C) +9,096 $0 EDGAR
Showing 2130 of 31
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.