CALIFORNIA CAPITAL EQUITY, LLC

CIK 1517764 · last filed 2023-09-06

CALIFORNIA CAPITAL EQUITY, LLC is a corporate insider who has filed 10 SEC Form 4 insider transactions across 3 companies since 2021. The most recent filing shows the insider bought $143.4K of HLGN.WS on Sep 6, 2023. Across all open-market trades the lifetime net is +$5.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.07B across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.07B

Companies

3

Total Filings

10

Lifetime Open-Market Net

$5.08M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Heliogen, Inc. (HLGN.WS) Delisted	10%+ Owner	946,275	$0.02	$17.6K	$5.08M	7	2023-09-06
IBRX	10%+ Owner	291,179,746	$7.10	$2.07B	$0	1	2022-12-14
NantHealth, Inc. (NH) Delisted	10%+ Owner	—	$1.35	—	$0	1	2021-04-28

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2023-09-06	Heliogen, Inc. (HLGN.WS) Delisted	Buy (P)	+22,080	$143.4K	EDGAR
2023-06-26	Heliogen, Inc. (HLGN.WS) Delisted	Buy (P)	+1,902,753	$438.2K	EDGAR
2023-06-15	Heliogen, Inc. (HLGN.WS) Delisted	Buy (P)	+5,177,718	$1.05M	EDGAR
2023-06-09	Heliogen, Inc. (HLGN.WS) Delisted	Buy (P)	+11,205,294	$2.56M	EDGAR
2023-06-05	Heliogen, Inc. (HLGN.WS) Delisted	Buy (P)	+540,036	$132.5K	EDGAR
2023-04-10	Heliogen, Inc. (HLGN.WS) Delisted	Buy (P)	+3,078,153	$759.8K	EDGAR
2022-12-14	IBRX	Conv (C)	+39,947,680	$226.50M	EDGAR
2022-07-05	Heliogen, Inc. (HLGN.WS) Delisted	Grant (A)	+76,973,958	$0	EDGAR
2021-04-28	NantHealth, Inc. (NH) Delisted	Buy (P)	—	$0	EDGAR
2011-06-16	—	Buy (P)	—	$0

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.