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Allen Brautigam

CIK 1517800 · last filed 2020-03-03

Allen Brautigam is a corporate insider who has filed 32 SEC Form 4 insider transactions across 5 companies since 2012. The most recent filing, for SFpB, was dated Mar 3, 2020. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.85M

Companies

5

Total Filings

32

Lifetime Open-Market Net

-$1.13M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SFpB 44,139 $23.09 $1.02M -$59.6K 4 2020-03-03
STIFEL FINANCIAL CORP (SFpA) Delisted 32,171 $25.28 $813.3K -$868.8K 14 2019-02-06
STIFEL FINANCIAL CORP (SFN) Delisted 37,993 — — -$200.1K 11 2016-03-02
SFB 21,535 $19.65 $423.2K $0 2 2012-12-21
SF 19,419 $72.66 $1.41M $0 1 2012-01-19

Recent Filings

32 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-03-03 SFpB Mixed — $0 EDGAR
2020-02-03 SFpB Grant (A) — $0 EDGAR
2020-01-06 SFpB Mixed +1,110 -$36.9K EDGAR
2019-11-06 SFpB Sell (S) −1,000 -$59.6K EDGAR
2019-02-06 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) — $0 EDGAR
2019-01-04 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed +446 -$10.0K EDGAR
2018-12-18 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) — $0 EDGAR
2018-09-19 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) — $0 EDGAR
2018-06-19 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) — $0 EDGAR
2018-03-19 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 32
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.