Allen Brautigam

CIK 1517800 · last filed 2020-03-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.85M

Companies

5

Total Filings

32

Lifetime Open-Market Net

-$1.13M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SFpB 44,139 $23.09 $1.02M -$59.6K 4 2020-03-03
STIFEL FINANCIAL CORP (SFpA) Delisted 32,171 $25.28 $813.3K -$868.8K 14 2019-02-06
STIFEL FINANCIAL CORP (SFN) Delisted 37,993 -$200.1K 11 2016-03-02
SFB 21,535 $19.65 $423.2K $0 2 2012-12-21
SF 19,419 $72.66 $1.41M $0 1 2012-01-19

Recent Filings · Page 3 of 4

32 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-01-26 STIFEL FINANCIAL CORP (SFN) Delisted Mixed +9,909 -$185.0K EDGAR
2015-11-10 STIFEL FINANCIAL CORP (SFN) Delisted Sell (S) −2,130 -$99.9K EDGAR
2015-03-17 STIFEL FINANCIAL CORP (SFN) Delisted Grant (A) $0 EDGAR
2015-01-23 STIFEL FINANCIAL CORP (SFN) Delisted Mixed +3,159 -$81.1K EDGAR
2014-03-05 STIFEL FINANCIAL CORP (SFN) Delisted Grant (A) $0 EDGAR
2014-01-27 STIFEL FINANCIAL CORP (SFN) Delisted Mixed +3,810 -$102.1K EDGAR
2013-12-06 STIFEL FINANCIAL CORP (SFN) Delisted Sell (S) −2,250 -$100.2K EDGAR
2013-03-12 STIFEL FINANCIAL CORP (SFN) Delisted Grant (A) $0 EDGAR
2013-01-25 STIFEL FINANCIAL CORP (SFN) Delisted Mixed +4,647 -$88.5K EDGAR
2012-12-21 SFB Mixed +1,429 -$21.4K EDGAR
Showing 2130 of 32
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.