MANGROVE CAPITAL

CIK 1535391 · last filed 2017-07-10

MANGROVE CAPITAL is a corporate insider who has filed 10 SEC Form 4 insider transactions across 4 companies since 2016. The most recent filing shows the insider sold $703.6K of SXC on Jul 10, 2017. Across all open-market trades the lifetime net is +$11.7M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $53.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$53.87M

Companies

4

Total Filings

10

Lifetime Open-Market Net

$11.69M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
SXC	10%+ Owner	6,435,528	$8.37	$53.87M	-$2.20M	3	2017-07-10
Calamos Asset Management, Inc. /DE/ (CLMS) Delisted	10%+ Owner	2,666,235	—	—	$18.16M	3	2017-02-06
WESTMORELAND COAL Co (WLB) Delisted	10%+ Owner	1,854,722	—	—	-$4.57M	1	2016-12-07
ASTA FUNDING INC (ASFI) Delisted	10%+ Owner	1,770,975	—	—	$297.7K	1	2016-02-12

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2017-07-10	SXC	Sell (S)	−63,948	-$703.6K	EDGAR
2017-02-17	SXC	Sell (S)	−314,628	-$3.15M	EDGAR
2017-02-06	Calamos Asset Management, Inc. /DE/ (CLMS) Delisted	Buy (P)	+511,674	$4.30M	EDGAR
2017-02-02	Calamos Asset Management, Inc. /DE/ (CLMS) Delisted	Buy (P)	+1,193,196	$10.03M	EDGAR
2017-01-27	Calamos Asset Management, Inc. /DE/ (CLMS) Delisted	Buy (P)	+460,098	$3.84M	EDGAR
2016-12-07	WESTMORELAND COAL Co (WLB) Delisted	Sell (S)	−239,316	-$4.57M	EDGAR
2016-02-12	ASTA FUNDING INC (ASFI) Delisted	Buy (P)	+39,912	$297.7K	EDGAR
2016-01-20	—	Buy (P)	+384,456	$2.73M
2016-01-15	SXC	Buy (P)	+667,452	$1.65M	EDGAR
2011-11-30	—	Buy (P)	+40,000	$100.0K

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.