MANGROVE CAPITAL
CIK 1535391 · last filed 2017-07-10
MANGROVE CAPITAL is a corporate insider who has filed 10 SEC Form 4 insider transactions across 4 companies since 2016. The most recent filing shows the insider sold $703.6K of SXC on Jul 10, 2017. Across all open-market trades the lifetime net is +$11.7M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $68.8M across reported positions. The firm reports its address in New York, NY. 78 SEC filings were submitted jointly with Nathaniel H. August.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
CLMS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
NEW YORK, NY 10022
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SXC | 10%+ Owner | 6,435,528 | $10.70 | $68.83M | -$2.20M | 3 | 2017-07-10 |
| Calamos Asset Management, Inc. /DE/ (CLMS) Delisted | 10%+ Owner | 2,666,235 | — | — | $18.16M | 3 | 2017-02-06 |
| WESTMORELAND COAL Co (WLB) Delisted | 10%+ Owner | 1,854,722 | — | — | -$4.57M | 1 | 2016-12-07 |
| ASTA FUNDING INC (ASFI) Delisted | 10%+ Owner | 1,770,975 | — | — | $297.7K | 1 | 2016-02-12 |
Recent Filings
10 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-07-10 | SXC | Sell (S) | −63,948 | -$703.6K | EDGAR |
| 2017-02-17 | SXC | Sell (S) | −314,628 | -$3.15M | EDGAR |
| 2017-02-06 | Calamos Asset Management, Inc. /DE/ (CLMS) Delisted | Buy (P) | +511,674 | $4.30M | EDGAR |
| 2017-02-02 | Calamos Asset Management, Inc. /DE/ (CLMS) Delisted | Buy (P) | +1,193,196 | $10.03M | EDGAR |
| 2017-01-27 | Calamos Asset Management, Inc. /DE/ (CLMS) Delisted | Buy (P) | +460,098 | $3.84M | EDGAR |
| 2016-12-07 | WESTMORELAND COAL Co (WLB) Delisted | Sell (S) | −239,316 | -$4.57M | EDGAR |
| 2016-02-12 | ASTA FUNDING INC (ASFI) Delisted | Buy (P) | +39,912 | $297.7K | EDGAR |
| 2016-01-20 | — | Buy (P) | +384,456 | $2.73M | |
| 2016-01-15 | SXC | Buy (P) | +667,452 | $1.65M | EDGAR |
| 2011-11-30 | — | Buy (P) | +40,000 | $100.0K |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.