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TODD ALAN BROOKS NON EXEMPT TRUST

CIK 1542351 · last filed 2015-03-17

TODD ALAN BROOKS NON EXEMPT TRUST is a corporate insider who has filed 6 SEC Form 4 insider transactions across 1 company since 2012. The most recent filing shows the insider had shares withheld for taxes covering $34.5K of ZAZA on Mar 17, 2015. Across all open-market trades the lifetime net is −$28.1M, making them a net seller over the disclosed history. The firm reports its address in Houston, TX. 17 SEC filings were submitted jointly with BLACKSTONE OIL & GAS, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

6

Lifetime Open-Market Net

-$28.12M

Filer Profile

Reported Address
2727 ALLEN PARKWAY
SUITE 1700
HOUSTON, TX 77019
Phone
(713) 498-0518
Related Filers
BLACKSTONE OIL & GAS, LLC — 17 joint filings, latest 2015-06-02
TODD ALAN BROOKS — 17 joint filings, latest 2015-06-02
Juniper Capital II GP, L.P. — same reported address
Juniper Capital III GP, L.P. — same reported address
Juniper Capital IV GP, L.P. — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ZaZa Energy Corp (ZAZA) Delisted 10%+ Owner 3,062,766 — — -$28.12M 6 2015-03-17

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-03-17 ZaZa Energy Corp (ZAZA) Delisted Tax (F) −22,167 -$34.5K EDGAR
2015-02-18 ZaZa Energy Corp (ZAZA) Delisted Mixed +919,692 $2.00M EDGAR
2013-08-23 ZaZa Energy Corp (ZAZA) Delisted Grant (A) +4,500,000 $4.14M EDGAR
2013-05-22 ZaZa Energy Corp (ZAZA) Delisted Buy (P) +150,000 $215.3K EDGAR
2013-04-26 ZaZa Energy Corp (ZAZA) Delisted Mixed +3,466,311 -$184.5K EDGAR
2012-02-24 ZaZa Energy Corp (ZAZA) Delisted Sell (S) −8,335,002 -$28.34M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.