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Ares Corporate Opportunities Fund IV, L.P.

CIK 1543148 · last filed 2023-02-16

Ares Corporate Opportunities Fund IV, L.P. is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing, for AZEK, was dated Dec 4, 2023. Across all open-market trades the lifetime net is −$1.29B, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

5

Lifetime Open-Market Net

-$1.29B

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AZEK Co Inc. (AZEK) Delisted Director 14,326,090 $54.35 $778.62M -$1.12B 1 2023-02-16
Smart & Final Stores, Inc. (SFS) Delisted 10%+ Owner 44,218,762 — — -$166.21M 1 2015-04-24

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-12-04 AZEK Co Inc. (AZEK) Delisted Notice (144) −1,389,840 -$48.20M EDGAR
2023-06-09 AZEK Co Inc. (AZEK) Delisted Notice (144/A) −4,886,250 -$125.58M EDGAR
2023-06-09 AZEK Co Inc. (AZEK) Delisted Notice (144) −4,886,250 -$125.58M EDGAR
2023-02-16 AZEK Co Inc. (AZEK) Delisted Sell (S) −42,930,000 -$1.12B EDGAR
2015-04-24 Smart & Final Stores, Inc. (SFS) Delisted Sell (S) −8,984,500 -$166.21M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.