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James Lim

CIK 1543577 · last filed 2024-02-20

James Lim is a corporate insider who has filed 29 SEC Form 4 insider transactions across 2 companies since 2012. The most recent filing shows the insider sold $4.2M of STEP on Feb 20, 2024. Across all open-market trades the lifetime net is −$156.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $914.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$914.39M

Companies

2

Total Filings

29

Lifetime Open-Market Net

-$156.33M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STEP 10%+ Owner 6,208,351 $52.26 $324.45M -$57.40M 12 2024-02-20
ET 10%+ Owner 27,426,264 $21.51 $589.94M -$98.93M 7 2013-06-06

Recent Filings

29 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-02-20 STEP Sell (S) −119,101 -$4.19M EDGAR
2024-02-16 STEP Notice (144) −62,164 -$2.18M EDGAR
2024-02-15 STEP Notice (144) −56,937 -$2.01M EDGAR
2024-02-15 STEP Sell (S) −70,302 -$2.47M EDGAR
2024-02-14 STEP Notice (144) −61,294 -$2.15M EDGAR
2024-02-13 STEP Notice (144) −9,008 -$315.8K EDGAR
2023-12-18 STEP Sell (S) −246,932 -$7.15M EDGAR
2023-12-15 STEP Notice (144) −69,649 -$2.01M EDGAR
2023-12-14 STEP Notice (144) −177,283 -$5.15M EDGAR
2023-09-18 STEP Sell (S) −39,808 -$1.25M EDGAR
Showing 1–10 of 29
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.