James Michael Chu

CIK 1544498 · last filed 2023-02-28

James Michael Chu is a corporate insider who has filed 10 SEC Form 4 insider transactions across 3 companies since 2013. The most recent filing shows the insider sold $3.0M of BFIIW on Feb 28, 2023. Across all open-market trades the lifetime net is −$726.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $28.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$28.02M

Companies

3

Total Filings

10

Lifetime Open-Market Net

-$726.17M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
BurgerFi International, Inc. (BFIIW) Delisted	10%+ Owner	1,429,741	$0.01	$12.9K	-$3.00M	1	2023-02-28
NDLS	10%+ Owner	1,895,640	$14.78	$28.02M	-$247.59M	4	2020-08-19
RH	Director	0	$177.68	$0	-$475.58M	5	2013-10-02

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2023-02-28	BurgerFi International, Inc. (BFIIW) Delisted	Sell (S)	−6,000,000	-$3.00M	EDGAR
2020-08-19	NDLS	Other (J)	−6,474,600	$0	EDGAR
2018-07-30	NDLS	Sell (S)	−9,911,368	-$99.11M	EDGAR
2017-04-12	NDLS	Conv (C)	+17,011,492	$0	EDGAR
2014-11-14	NDLS	Sell (S)	−6,085,008	-$148.47M	EDGAR
2013-10-02	RH	Sell (S)	−3,978,731	-$240.36M	EDGAR
2013-08-15	RH	Sell (S)	−554,548	-$37.61M	EDGAR
2013-07-18	RH	Sell (S)	−3,280,390	-$222.45M	EDGAR
2013-05-22	RH	Sell (S)	+3,967,410	$189.94M	EDGAR
2013-05-21	RH	Sell (S)	−3,448,703	-$165.11M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.