John S Yu

CIK 1550545 · CEO and Chairman · last filed 2025-11-26

John S Yu is a CEO and Chairman who has filed 14 SEC Form 4 insider transactions across 3 companies since 2012. The most recent filing, for KAPA, was dated Nov 26, 2025. Across all open-market trades the lifetime net is −$865.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.44M

Companies

3

Total Filings

14

Lifetime Open-Market Net

-$865.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KAPA CEO and Chairman 5,546,677 $0.44 $2.44M $5.8K 3 2025-11-26
ImmunoCellular Therapeutics, Ltd. (IMUC.WS) Delisted Director 120,508 $0 1 2018-06-08
ImmunoCellular Therapeutics, Ltd. (IMUC) Delisted Secretary 30,652 -$871.2K 10 2016-06-21

Recent Filings

14 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2025-11-26 KAPA Grant (A) +190,840 $0 EDGAR
2025-02-24 KAPA Grant (A) +14,000 $0 EDGAR
2024-11-21 KAPA Buy (P) +4,000 $5.8K EDGAR
2018-06-08 ImmunoCellular Therapeutics, Ltd. (IMUC.WS) Delisted Grant (A) +120,000 $0 EDGAR
2016-06-21 ImmunoCellular Therapeutics, Ltd. (IMUC) Delisted Grant (A) $0 EDGAR
2015-10-01 ImmunoCellular Therapeutics, Ltd. (IMUC) Delisted Mixed +10,326 -$0 EDGAR
2015-06-30 ImmunoCellular Therapeutics, Ltd. (IMUC) Delisted Grant (A) $0 EDGAR
2015-03-24 ImmunoCellular Therapeutics, Ltd. (IMUC) Delisted Grant (A) $0 EDGAR
2014-03-10 ImmunoCellular Therapeutics, Ltd. (IMUC) Delisted Grant (A) $0 EDGAR
2013-11-27 ImmunoCellular Therapeutics, Ltd. (IMUC) Delisted Mixed -$84.7K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.