Steven Samuels
CIK 1561169 · last filed 2018-10-09
Steven Samuels is a corporate insider who has filed 95 SEC Form 4 insider transactions across 20 companies since 2012. The most recent filing shows the insider bought $748.2K of AKP on Oct 9, 2018. Across all open-market trades the lifetime net is +$59.7M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $19.6M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$19.61M
20
95
$59.73M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (AKP) Delisted | 10%+ Owner | 634,621 | — | — | $2.18M | 2 | 2018-10-09 |
| PCF | 10%+ Owner | 1,202,887 | $5.30 | $6.38M | $4.58M | 6 | 2017-11-01 |
| abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted | 10%+ Owner | 921,486 | — | — | -$977.3K | 1 | 2017-10-10 |
| PMO | 10%+ Owner | 0 | $10.30 | $0 | $0 | 1 | 2017-08-21 |
| PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | 10%+ Owner | 1,226,530 | — | — | $1.44M | 12 | 2017-05-25 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | 10%+ Owner | 1,027,009 | — | — | -$1.04M | 3 | 2017-05-17 |
| JPMORGAN CHINA REGION FUND, INC. (JFC) Delisted | 10%+ Owner | 656,696 | — | — | $11.29M | 5 | 2017-04-26 |
| KOREA EQUITY FUND INC (KEF) Delisted | 10%+ Owner | 837,826 | — | — | $1.63M | 1 | 2017-02-09 |
| NRO | 10%+ Owner | 4,295,140 | $3.08 | $13.23M | $92.2K | 2 | 2016-12-16 |
| Nuveen Long/Short Commodity Total Return Fund (CTF) Delisted | 10%+ Owner | 1,179,781 | — | — | $1.41M | 3 | 2016-12-12 |
| NXG NextGen Infrastructure Income Fund (SZC) Delisted | 10%+ Owner | 459,250 | $40.78 | $18.73M | $181.6K | 2 | 2016-12-01 |
| Nuveen Global Equity Income Fund (JGV) Delisted | 10%+ Owner | 2,125,782 | — | — | $8.32M | 10 | 2016-09-21 |
| Virtus Total Return Fund (DCA) Delisted | 10%+ Owner | 3,764,743 | — | — | $5.95M | 6 | 2016-08-08 |
| FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted | 10%+ Owner | 1,420,230 | — | — | $2.67M | 6 | 2016-06-23 |
| LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted | 10%+ Owner | 2,180,690 | — | — | $17.02M | 16 | 2016-04-25 |
| MFS INTERMARKET INCOME TRUST I (CMK) Delisted | 10%+ Owner | 817,017 | — | — | $4.16M | 2 | 2015-09-08 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUND (AYN) Delisted | 10%+ Owner | 446,222 | — | — | $1.45M | 4 | 2015-07-16 |
| CROSSROADS CAPITAL, INC. (BDCV) Delisted | 10%+ Owner | 813,887 | — | — | $591.0K | 2 | 2015-06-23 |
| Firsthand Technology Value Fund, Inc. (SVVC) Delisted | 10%+ Owner | 736,685 | $0.23 | $173.1K | -$1.18M | 7 | 2015-02-04 |
| SPE | 523 | $13.09 | $6.8K | -$34.3K | 2 | 2015-02-02 |
Recent Filings
95 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-10-09 | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (AKP) Delisted | Buy (P) | +55,792 | $748.2K | EDGAR |
| 2018-10-05 | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (AKP) Delisted | Buy (P) | +106,880 | $1.44M | EDGAR |
| 2017-11-01 | PCF | Buy (P) | +30,436 | $272.4K | EDGAR |
| 2017-10-20 | PCF | Buy (P) | +2,800 | $25.1K | EDGAR |
| 2017-10-13 | PCF | Buy (P) | +143,540 | $1.28M | EDGAR |
| 2017-10-10 | abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted | Sell (S) | −108,724 | -$977.3K | EDGAR |
| 2017-09-19 | — | Buy (P) | +90,068 | $437.9K | |
| 2017-09-12 | PCF | Buy (P) | +84,800 | $739.1K | EDGAR |
| 2017-09-01 | — | Other (J) | −90,068 | $0 | |
| 2017-08-21 | PMO | Other (J) | −1,600 | -$35.90M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.