Steven Samuels
CIK 1561169 · last filed 2018-10-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$19.56M
Companies
21
Total Filings
95
Lifetime Open-Market Net
$59.73M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (AKP) Delisted | 10%+ Owner | 634,621 | — | — | $2.18M | 2 | 2018-10-09 |
| PCF | 10%+ Owner | 1,202,887 | $5.58 | $6.71M | $4.58M | 6 | 2017-11-01 |
| abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted | 10%+ Owner | 921,486 | — | — | -$977.3K | 1 | 2017-10-10 |
| PMO | 10%+ Owner | 0 | $10.53 | $0 | $0 | 1 | 2017-08-21 |
| PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | 10%+ Owner | 1,226,530 | — | — | $1.44M | 12 | 2017-05-25 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | 10%+ Owner | 1,027,009 | — | — | -$1.04M | 3 | 2017-05-17 |
| JPMORGAN CHINA REGION FUND, INC. (JFC) Delisted | 10%+ Owner | 656,696 | — | — | $11.29M | 5 | 2017-04-26 |
| KOREA EQUITY FUND INC (KEF) Delisted | 10%+ Owner | 837,826 | — | — | $1.63M | 1 | 2017-02-09 |
| NRO | 10%+ Owner | 4,295,140 | $2.99 | $12.84M | $92.2K | 2 | 2016-12-16 |
| Nuveen Long/Short Commodity Total Return Fund (CTF) Delisted | 10%+ Owner | 1,179,781 | — | — | $1.41M | 3 | 2016-12-12 |
| NXG NextGen Infrastructure Income Fund (SZC) Delisted | 10%+ Owner | 459,250 | $40.78 | $18.73M | $181.6K | 2 | 2016-12-01 |
| Nuveen Global Equity Income Fund (JGV) Delisted | 10%+ Owner | 2,125,782 | — | — | $8.32M | 10 | 2016-09-21 |
| Virtus Total Return Fund (DCA) Delisted | 10%+ Owner | 3,764,743 | — | — | $5.95M | 6 | 2016-08-08 |
| FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted | 10%+ Owner | 1,420,230 | — | — | $2.67M | 6 | 2016-06-23 |
| LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted | 10%+ Owner | 2,180,690 | — | — | $17.02M | 16 | 2016-04-25 |
| MFS INTERMARKET INCOME TRUST I (CMK) Delisted | 10%+ Owner | 817,017 | — | — | $4.16M | 2 | 2015-09-08 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUND (AYN) Delisted | 10%+ Owner | 446,222 | — | — | $1.45M | 4 | 2015-07-16 |
| CROSSROADS CAPITAL, INC. (BDCV) Delisted | 10%+ Owner | 813,887 | — | — | $591.0K | 2 | 2015-06-23 |
| Firsthand Technology Value Fund, Inc. (SVVC) Delisted | 10%+ Owner | 736,685 | $0.23 | $173.1K | -$1.18M | 7 | 2015-02-04 |
| SPE | 500 | $13.61 | $6.8K | -$50.1K | 1 | 2015-02-02 | |
| SPECIAL OPPORTUNITIES FUND, INC. (SPEp) Delisted | 3,360 | — | — | $15.8K | 1 | 2012-11-16 |
Recent Filings · Page 3 of 10
95 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-02-09 | KOREA EQUITY FUND INC (KEF) Delisted | Buy (P) | +200,000 | $1.63M | EDGAR |
| 2017-02-09 | PCF | Buy (P) | +30,336 | $257.9K | EDGAR |
| 2017-02-07 | PCF | Buy (P) | +238,104 | $2.01M | EDGAR |
| 2017-01-27 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +12,292 | $95.2K | EDGAR |
| 2016-12-16 | NRO | Sell (S) | −180,384 | -$955.2K | EDGAR |
| 2016-12-12 | Nuveen Long/Short Commodity Total Return Fund (CTF) Delisted | Buy (P) | +5,068 | $66.5K | EDGAR |
| 2016-12-08 | Nuveen Long/Short Commodity Total Return Fund (CTF) Delisted | Buy (P) | +5,308 | $69.7K | EDGAR |
| 2016-12-01 | NXG NextGen Infrastructure Income Fund (SZC) Delisted | — | — | $0 | EDGAR |
| 2016-11-29 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +45,796 | $319.5K | EDGAR |
| 2016-11-22 | PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | Buy (P) | +17,764 | $123.3K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.