Home

Craig Bromley

CIK 1564299 · last filed 2013-04-04

Craig Bromley is a corporate insider who has filed 6 SEC Form 4 insider transactions across 6 companies since 2012. The most recent filing shows the insider bought $20.9K of HTD on Apr 4, 2013. Across all open-market trades the lifetime net is +$124.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $88.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$88.8K

Companies

6

Total Filings

6

Lifetime Open-Market Net

$124.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HTD 1,050 $25.96 $27.3K $20.9K 1 2013-04-04
HPS 1,100 $14.19 $15.6K $21.6K 1 2013-04-04
PDT 1,500 $12.95 $19.4K $21.4K 1 2013-04-04
HEQ 1,250 $11.59 $14.5K $21.0K 1 2013-04-02
JHI 919 $13.08 $12.0K $20.0K 1 2012-12-28
John Hancock Tax-Advantaged Global Shareholder Yield Fund (HTY) Delisted 1,706 $4.99 $8.5K $20.0K 1 2012-12-28

Recent Filings

6 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-04-04 HTD Buy (P) +1,050 $20.9K EDGAR
2013-04-04 HPS Buy (P) +1,100 $21.6K EDGAR
2013-04-04 PDT Buy (P) +1,500 $21.4K EDGAR
2013-04-02 HEQ Buy (P) +1,250 $21.0K EDGAR
2012-12-28 JHI Buy (P) +919 $20.0K EDGAR
2012-12-28 John Hancock Tax-Advantaged Global Shareholder Yield Fund (HTY) Delisted Buy (P) +1,706 $20.0K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.