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David C. Carroll

CIK 1572414 · CEO and President · last filed 2017-08-17

David C. Carroll is a CEO and President who has filed 10 SEC Form 4 insider transactions across 2 companies since 2013. The most recent filing shows the insider bought $8.1K of LFT on Aug 17, 2017. Across all open-market trades the lifetime net is +$200.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $53.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$53.1K

Companies

2

Total Filings

10

Lifetime Open-Market Net

$200.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LFT CEO and President 67,384 $0.79 $53.1K $131.3K 6 2017-08-17
Lument Finance Trust, Inc. (OAKS) Delisted CEO and President 42,455 — — $68.7K 4 2013-11-13

Recent Filings

10 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-08-17 LFT Buy (P) +2,000 $8.1K EDGAR
2017-06-19 LFT Buy (P) +10,000 $46.7K EDGAR
2017-02-27 LFT Buy (P) +11,429 $60.3K EDGAR
2015-03-24 LFT Buy (P) +1,000 $10.7K EDGAR
2015-02-03 LFT Other (J) +5,767 $0 EDGAR
2014-03-20 LFT Buy (P) +500 $5.5K EDGAR
2013-11-13 Lument Finance Trust, Inc. (OAKS) Delisted Buy (P) +1,000 $10.9K EDGAR
2013-08-15 Lument Finance Trust, Inc. (OAKS) Delisted Buy (P) +1,000 $11.7K EDGAR
2013-05-08 Lument Finance Trust, Inc. (OAKS) Delisted Buy (P) +3,000 $46.1K EDGAR
2013-03-28 Lument Finance Trust, Inc. (OAKS) Delisted Other (J) +5,767 $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.