Steve Shum
CIK 1578898 · Chief Executive Officer · last filed 2025-10-03
Steve Shum is a Chief Executive Officer who has filed 33 SEC Form 4 insider transactions across 6 companies since 2017. Across all open-market trades the lifetime net is +$68.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.1K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$3.1K
6
33
$68.7K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| INVO Fertility, Inc. (NAYA) Delisted | Chief Executive Officer | 674 | $2.20 | $1.5K | $0 | 1 | 2025-10-03 |
| XPON | Director | 877 | $3.59 | $3.1K | $0 | 4 | 2025-08-01 |
| INVO Fertility, Inc. (INVO) Delisted | Chief Executive Officer | 6,421 | $0.83 | $5.3K | $155.9K | 5 | 2023-05-22 |
| Beeline Holdings, Inc. (EAST) Delisted | Interim CEO and CFO | 2,145 | $0.89 | $1.9K | $0 | 3 | 2019-09-03 |
| Beeline Holdings, Inc. (EASTW) Delisted | Chief Financial Officer | 27,896 | — | — | -$87.2K | 5 | 2018-09-10 |
| Beeline Holdings, Inc. (ESDIW) Delisted | Chief Financial Officer | 25,000 | — | — | $0 | 2 | 2017-12-18 |
Recent Filings
33 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-02-04 | — | Notice (144) | −161,010 | -$50.0K | EDGAR |
| 2025-10-03 | INVO Fertility, Inc. (NAYA) Delisted | Grant (A) | — | $0 | EDGAR |
| 2025-08-01 | XPON | Grant (A) | +5,000 | $0 | EDGAR |
| 2025-04-01 | — | Gift (G) | −35,000 | $0 | |
| 2024-01-03 | — | Mixed | +196,010 | $98.0K | |
| 2023-08-28 | XPON | Grant (A) | +12,195 | $0 | EDGAR |
| 2023-05-22 | INVO Fertility, Inc. (INVO) Delisted | Grant (A) | — | $0 | EDGAR |
| 2022-12-28 | XPON | Grant (A) | — | $0 | EDGAR |
| 2022-06-03 | INVO Fertility, Inc. (INVO) Delisted | Buy (P) | +58,885 | $55.9K | EDGAR |
| 2022-05-06 | XPON | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.