Rick L. Sterling
CIK 1583123 · Chief Financial Officer · last filed 2023-06-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.60M
Companies
3
Total Filings
27
Lifetime Open-Market Net
-$554.7K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 3 of 3
27 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-01-04 | PRECIGEN, INC. (XON) Delisted | Mixed | +6,252 | -$24.8K | EDGAR |
| 2018-01-08 | PRECIGEN, INC. (XON) Delisted | Grant (A) | — | $0 | EDGAR |
| 2017-07-10 | PRECIGEN, INC. (XON) Delisted | Exer (M) | +68,252 | $180.2K | EDGAR |
| 2017-02-06 | PRECIGEN, INC. (XON) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-12-22 | PRECIGEN, INC. (XON) Delisted | Exer (M) | +3,000 | $8.0K | EDGAR |
| 2015-12-09 | PRECIGEN, INC. (XON) Delisted | Exer (M) | +3,369 | $100.0K | EDGAR |
| 2014-03-24 | PRECIGEN, INC. (XON) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 21–27 of 27
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Page 3 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.