Fundamental Global Investors, LLC

CIK 1591508 · last filed 2020-11-25

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$21.30M

Companies

6

Total Filings

79

Lifetime Open-Market Net

$12.24M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FG Group Holdings Inc. (BTN) Delisted Director 853,619 $2.58 $2.20M $11.74M 53 2020-11-25
BKTI Director 276,485 $77.06 $21.30M $1.14M 16 2020-08-19
FG Nexus Inc. (PIHPP) Delisted Director 34,620 $447.6K 1 2018-03-26
FG Nexus Inc. (PIH) Delisted Director 4,532 $5.22M 4 2018-01-03
ITERIS, INC. (ITI) Delisted Director 188,502 $7.19 $1.36M -$8.50M 1 2017-09-14
BK Technologies Corp (RWC) Delisted Director 1,069,898 $2.18M 4 2016-03-09

Recent Filings · Page 7 of 8

79 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-04-17 FG Group Holdings Inc. (BTN) Delisted Buy (P) +78,888 $161.8K EDGAR
2019-04-03 FG Group Holdings Inc. (BTN) Delisted Buy (P) +44,692 $83.9K EDGAR
2018-03-26 FG Nexus Inc. (PIHPP) Delisted Buy (P) +17,904 $447.6K EDGAR
2018-01-03 FG Nexus Inc. (PIH) Delisted Other (J) +10,000 $72.5K EDGAR
2018-01-03 FG Group Holdings Inc. (BTN) Delisted Other (J) +53,612 $249.3K EDGAR
2017-09-14 ITERIS, INC. (ITI) Delisted Sell (S) −1,346,465 -$8.50M EDGAR
2017-08-24 FG Nexus Inc. (PIH) Delisted Buy (P) +247,500 $2.00M EDGAR
2016-12-12 FG Nexus Inc. (PIH) Delisted Buy (P) +146,315 $1.11M EDGAR
2016-11-17 FG Nexus Inc. (PIH) Delisted Buy (P) +299,565 $2.10M EDGAR
2016-06-10 FG Group Holdings Inc. (BTN) Delisted Buy (P) +66,800 $356.0K EDGAR
Showing 6170 of 79
Page 7 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.