STEVEN A ROSS

CIK 1591976 · CIO · last filed 2018-05-10

STEVEN A ROSS is a CIO who has filed 8 SEC Form 4 insider transactions across 1 company since 2015. The most recent filing, for NEO, was dated May 10, 2018. Across all open-market trades the lifetime net is −$2.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $964.5K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$964.5K

Companies

1

Total Filings

8

Lifetime Open-Market Net

-$2.62M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NEO CIO 86,499 $11.15 $964.5K -$2.62M 8 2018-05-10

Recent Filings

8 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-05-10 NEO Mixed -$369.4K EDGAR
2018-02-28 NEO Grant (A) $0 EDGAR
2017-06-06 NEO Mixed -$242.7K EDGAR
2017-05-02 NEO Grant (A) $0 EDGAR
2016-05-20 NEO Mixed -$67.0K EDGAR
2016-05-10 NEO Mixed -$51.6K EDGAR
2016-05-03 NEO Mixed -$470.2K EDGAR
2015-05-06 NEO Grant (A) $0 EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.