James R Neal

CIK 1600865 · CEO · last filed 2026-04-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.66M

Companies

5

Total Filings

57

Lifetime Open-Market Net

-$6.95M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PCSA Director 818 $2.17 $1.8K $2.0K 7 2026-04-02
AKTX Director 36,271 $13.40 $486.0K $0 5 2026-03-16
PALI Director 5,100 $1.71 $8.7K $0 5 2024-02-13
XOMAP CEO 21,499 $25.46 $547.5K -$3.68M 7 2022-07-18
XOMA CEO 38,648 $41.79 $1.62M -$3.28M 31 2020-11-24

Recent Filings · Page 4 of 6

57 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-03-16 XOMA Grant (A) $0 EDGAR
2020-01-16 XOMA Exer (X) +1,180 $26.0K EDGAR
2019-11-08 XOMA Mixed -$71.7K EDGAR
2019-09-20 XOMA Mixed -$242.8K EDGAR
2019-02-15 XOMA Grant (A) $0 EDGAR
2018-12-21 XOMA Exer (X) +678 $8.8K EDGAR
2018-11-15 XOMA Buy (P) +4,000 $53.1K EDGAR
2018-04-27 XOMA Mixed -$456.3K EDGAR
2018-02-16 XOMA Grant (A) $0 EDGAR
2017-11-15 XOMA Mixed -$1.12M EDGAR
Showing 3140 of 57
Page 4 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.