James R Neal
CIK 1600865 · CEO · last filed 2026-04-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.10M
Companies
5
Total Filings
57
Lifetime Open-Market Net
-$6.95M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PCSA | Director | 818 | $3.05 | $2.5K | $2.0K | 7 | 2026-04-02 |
| AKTX | Director | 907 | $8.43 | $7.6K | $0 | 5 | 2026-03-16 |
| PALI | Director | 340 | $2.02 | $687 | $0 | 5 | 2024-02-13 |
| XOMAP | CEO | 21,499 | $24.98 | $537.0K | -$3.68M | 7 | 2022-07-18 |
| XOMA | CEO | 38,648 | $40.17 | $1.55M | -$3.28M | 31 | 2020-11-24 |
Recent Filings · Page 4 of 6
57 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-03-16 | XOMA | Grant (A) | — | $0 | EDGAR |
| 2020-01-16 | XOMA | Exer (X) | +1,180 | $26.0K | EDGAR |
| 2019-11-08 | XOMA | Mixed | — | -$71.7K | EDGAR |
| 2019-09-20 | XOMA | Mixed | — | -$242.8K | EDGAR |
| 2019-02-15 | XOMA | Grant (A) | — | $0 | EDGAR |
| 2018-12-21 | XOMA | Exer (X) | +678 | $8.8K | EDGAR |
| 2018-11-15 | XOMA | Buy (P) | +4,000 | $53.1K | EDGAR |
| 2018-04-27 | XOMA | Mixed | — | -$456.3K | EDGAR |
| 2018-02-16 | XOMA | Grant (A) | — | $0 | EDGAR |
| 2017-11-15 | XOMA | Mixed | — | -$1.12M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.