Sofinnova Venture Partners IX, L.P.

CIK 1612133 · last filed 2020-06-03

Sofinnova Venture Partners IX, L.P. is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2019. The most recent filing shows the insider sold $3.2M of ITRM on Jun 3, 2020. Across all open-market trades the lifetime net is +$26.8M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.14M

Companies

2

Total Filings

2

Lifetime Open-Market Net

$26.75M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Iterum Therapeutics plc (ITRM) Delisted	10%+ Owner	108,434	$0.03	$3.3K	-$3.25M	1	2020-06-03
NXTC	10%+ Owner	210,155	$5.42	$1.14M	$30.00M	1	2019-05-15

Recent Filings

2 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-06-03	Iterum Therapeutics plc (ITRM) Delisted	Sell (S)	−2,000,000	-$3.25M	EDGAR
2019-05-15	NXTC	Mixed	+12,609,280	$30.00M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.