Uri A Lopatin

CIK 1613259 · President and CEO · last filed 2023-08-31

Uri A Lopatin is a President and CEO who has filed 9 SEC Form 4 insider transactions across 3 companies since 2014. The most recent filing, for PRDS, was dated Aug 31, 2023. Across all open-market trades the lifetime net is −$623.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.38M

Companies

3

Total Filings

9

Lifetime Open-Market Net

-$623.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
PARDES BIOSCIENCES, INC. (PRDS) Delisted	President and CEO	0	$2.16	$0	$0	3	2023-08-31
ASMB	Chief Medical Officer	52,697	$26.21	$1.38M	-$623.0K	5	2019-04-02
ASSEMBLY BIOSCIENCES, INC. (VTUS) Delisted	Chief Med. Off., VP Res. Dev.	621,651	—	—	$0	1	2014-07-14

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2023-08-31	PARDES BIOSCIENCES, INC. (PRDS) Delisted	Mixed	−5,679,746	$0	EDGAR
2023-06-02	PARDES BIOSCIENCES, INC. (PRDS) Delisted	Grant (A)	—	$0	EDGAR
2022-02-02	PARDES BIOSCIENCES, INC. (PRDS) Delisted	Grant (A)	—	$0	EDGAR
2019-04-02	ASMB	Grant (A)	+13,750	$0	EDGAR
2018-09-07	ASMB	Sell (S)	−15,540	-$623.0K	EDGAR
2018-03-30	ASMB	Grant (A)	+7,500	$0	EDGAR
2017-03-31	ASMB	Grant (A)	—	$0	EDGAR
2014-10-07	ASMB	Grant (A)	—	$0	EDGAR
2014-07-14	ASSEMBLY BIOSCIENCES, INC. (VTUS) Delisted	Grant (A)	—	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.