CARL DOCKERY

CIK 1618149 · last filed 2025-10-07

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$48.4K

Companies

1

Total Filings

32

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AYTU Director 22,534 $2.15 $48.4K $0 8 2025-10-07

Recent Filings · Page 3 of 4

32 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-03-01 Exer (M) +416,667 $312.5K
2016-09-02 Buy (P) $0
2016-07-11 Mixed +65,000 $0
2016-06-03 Grant (A) $0
2016-05-16 Buy (P) +5,000,000 $2.00M
2016-04-13 Grant (A) $0
2015-12-23 Mixed $0
2015-07-15 Conv (C) $0
2015-07-15 Mixed +140,843 $70.4K
2015-06-26 Mixed +5,237,966 $3.54M
Showing 2130 of 32
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.